Sid Yenamandra, chief executive of Entreda, a cyber-security and risk management company, said Finra could counter the cybersecurity risk argument by employing best practices for handling big data ...

NEW YORK (Reuters) - FINRA requires brokers to disclose 23 types of incidents that might give investors concern, such as regulatory sanctions, lawsuit judgments and bankruptcies. The regulator then ...

Stricter identity checks are coming to two of the most sensitive corners of the U.S. digital ecosystem: financial regulation and federal healthcare.

The HBase port, co-developed by FINRA and Amazon, was the outgrowth of a strategy for FINRA that rethought, not only how to optimize workloads, but also how to optimize IT processes so the ...