We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

So, you’re thinking about tackling the Series 66 Exam—that gateway to becoming a registered representative and investment adviser representative. Maybe you’ve heard whispers about its difficulty or ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

The fee for the Series 65, Uniform Investment Adviser Law Examination, is being increased to $155 from $135 effective June 1, the North American Securities Administrators Association announced ...

The Series 63, 65 and 66 exams are getting a facelift. The North American Securities Administrators Association announced the exams, which are administered by FINRA, are receiving updated content ...

Zach Schneider, financial advisor with Liberty Wealth Management of Raymond James & Associates, recently passed the Series 7, General Securities Representative Exam (GSRE), and the Series 66, Uniform ...