A brokerage and investment firm will pay $11.8 million for providing services to individuals under U.S. sanctions, as well as ...

The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has withdrawn its draft corporate governance ...

The Department of Justice has refocused its white collar crime priorities on prosecuting the worst cases of corporate ...

Compliance Week has always been focused on helping you do your job better. In the past few months since our acquisition by ...

Delta Air Lines agreed to pay $8.1 million over allegations it violated the False Claims Act by exceeding employee ...

The U.S. Department of Labor scaled back OSHA penalties for small businesses and limited use of the general duty clause as ...

Two senators introduced a bipartisan bill to create new rules for subscription-based businesses, aiming to increase ...

The U.S. Department of Justice (DOJ) and the Commodity Futures Trading Commission (CFTC) reportedly ended two investigations ...

The U.K.'s data regulator has unveiled a new enforcement approach to AI development and usage that experts say seeks to carve a middle way between the strict rules applied by the European Union (EU) ...

The U.S. Federal Trade Commission said it has settled with telemedicine service Southern Health Solutions, Inc. over ...

Webcast Sept 11 | How to Build Holistic Risk and Resilience Management Jul 9, 2025Provided by Riskonnect Risk, compliance, and business continuity teams often run in parallel, but what if they worked ...

Serious bullying and harassment count as misconduct in regulated financial services firms, per a July 1 clarification by the ...